Legal Framework and General Overview

Registration

Structure and organization of banking supervision
- International, European and national supervisory structure
- European Banking Union (SSM and SRM)
Legal framework and general overview
- Regulatory framework and scope of regulation
- CRR, CRD, KWG, regulations
- Financial institutions and other company terms
Own funds terms and reporting form
- Composition of own funds
- Requirements for Tier 1 capital, Tier 2 capital and eligible liabilities
- Deduction and regulatory correction items
- Capital buffer approach
Consolidation according to banking supervision requirements
- Supervision based in a consolidated basis
- Determination of regulatory groups
- Consolidation procedures and areas
Overview of the COREP and FINREP reporting system
Overview of notifications and reports
- Notifications concerning organizational and economic facts
- Person-related notifications
- Investment terms and notifications
Overview of financial and risk information reporting

Learning Target

Get an understanding of the legal background and relevant competent authorities involved in banking supervision in the European Union
Develop technical skills which allow you to calculate the own funds of banks and prepare the respective reporting forms

Target Audience

Professionals, who work in the field of reporting, risk management, credit and bank management and experts who are in charge of internal auditing and financial accounting

Methodology

Interactive lecture, practical exercises, case studies

Duration

3 Days

Customised Programmes

Everything we offer in our range of open seminars can be packaged and delivered as tailormade in-house training programmes for companies and organisations. We will be happy to advise you and create an individual offer on request.